SEC

The SEC (Securities and Exchange Commission) is the US's independent federal agency regulating securities markets, established in 1934 following the Wall Street crash. Aimed at protecting investors, maintaining fair and orderly markets, and facilitating capital formation, the SEC is considered one of the world's most influential financial regulators. SEC registration and reporting requirements are highly comprehensive, mandating full transparency from firms. SEC-regulated entities provide clients up to $500,000 in protection through SIPC.